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2011年ACCA考试6月、12月《F4》文档(中国)(5)

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发表于 2012-2-23 17:09:42 | 显示全部楼层 |阅读模式
  In relation to the Securities Law
  the definition of public offering of the securities.
  the conditions of a company to issue corporate bonds and the special conditions for a listed company to issue corporate bonds.
  the sponsorship system in public offering of securities,the qualifications for a sponsor and his or her duties.
  the conditions to be satisfied for the establishment of a securities company,especially the minimum registered capital requirements for a securities company engaging in certain kinds of transactions.
  the conditions to be satisfied for a joint stock limited company to have its shares listed.
  the responsibility of the directors,supervisors,senior executives,sponsor and the underwriting securities company for the truthfulness,accuracy and completeness of the information and their joint and several liabilities for the losses of investors.
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