并购活动* mergers and acquisitions4 R1 _ L( I$ j. |* M9 g
仓 position
: j, Y/ K0 W# L( j5 ]0 f 个人大股东具报书 Individual Substantial Shareholders Notification) ^+ J$ E( z' K5 g& \
个人投资者户口 Individual Investor Account9 i1 b% A/ l0 n# y
个人客户 individual client% `1 a _' Q7 h
个人交易所参与者 Individual Exchange Participant1 `- Q5 H E z6 \( x
个人计算机终端机用户 PC terminal user" w+ c2 e' O$ j0 E# L
借方结余 debit balance* g/ [! T# g: y. a3 G
借款股 loan stock/ l( |# A1 S J1 C2 q
借壳上市 backdoor listing
" z% Q. h8 Y! N8 o5 L 借贷资本 loan capital# T- [1 N% K5 Y, ?
借额 debit
! o- u% Z7 U; G% S3 Y2 I3 \ 伦敦国际金融期货及期权交易所 London International Financial Futures and Options Exchange (LIFFE)
! b1 }( X& ?" G) t, d6 | 伦敦期权市场 London Traded Options Market (LTOM)
- {. ]/ {( x8 s, Q+ D 伦敦证券交易所 London Stock Exchange (LSE)
# h+ ~( g+ V& O' K3 O- `0 w 冻结 locked up
; R6 {2 `/ j; y/ O6 `! b: p( V 冻结股份机制 securities-on-hold mechanism$ t# e- p( t4 m. k- R- T
原油期货 crude oil futures! h2 A- g1 t0 e
套戥 / 套汇* / 套利* arbitrage
7 q- I9 m5 K z8 }6 k3 X 差价 spread& Y( i; H1 h( B/ o3 ]% d' r6 k$ f+ W( c
差额缴款 marks / marks payment0 ?9 v" C+ q& e, O1 p1 L
库存股份/股票 treasury stock
$ ~, T4 o) c5 u; a3 e 弱势货币 soft currency1 x/ z' \8 ?( ?4 {( W1 `2 h
息股证 Equity Linked Instrument (ELI)7 `$ l9 l5 T) G. J- }
挟仓 cornering; squeeze; short squeeze. X: h/ B, w! |4 @. l
时间值 time value; time premium# L( p- @: m" A7 C
时间戳记 time stamp1 @! Z$ t+ f- q- u/ ]
核心盈利 core earnings8 s2 y2 u( g8 h* i! Y4 W
核准可赎回股份 approved redeemable share5 N9 `- T! {; g% |+ x
核准借入人 approved borrower: O: U" g% u$ v8 I4 g& Y. ]
核准借出代理人 approved lending agent
7 Y* t! j7 o( I, C" _- d7 L, l* ]( | 核数委员会【证监会】 Audit Committee【SFC】
7 V: J0 @, `( }1 L 核数师 auditor
3 D+ ]# P$ {( d' \" n( B 核数师报告 auditors' report# u# p$ b$ |3 D# C
核证附注 verification notes
1 J" X2 |- ]3 C$ y- ]' \ 浮息存款证 floating rate certificate of deposit (FRCD)' C4 k' G* t% i) U: d3 n. s3 q
浮息按揭 variable-rate mortgage) h" H% V- u6 W/ y" k9 {
浮息票据 floating rate note (FRN)
4 P: k1 t4 K* z3 z* d1 C 海外发行人 overseas issuer
' K, ~& _$ v$ F: P0 X4 I* _ 消耗性资产【期权】 wasting asset【options】3 L# _2 h [, A% l" o5 o
流动性不足 / 流通性不足 illiquidity2 I O8 G1 T$ N+ R6 q
流动资金 liquid capital) [1 z& G4 `# Z. g) I
流动资金比率/幅度 liquidity ratio; liquidity margin2 v2 }& a- q' e
流动资金调节窗 Liquidity Adjustment Window (LAW)$ w9 P6 i" o$ w, R5 |
流动资金调节机制【金管局】 Liquidity Adjustment Facility (LAF)【HKMA】
; B/ j8 C ]. u- l w$ d 流动资产 liquid asset5 `# W! p+ c% T _
流通性 liquidity
7 A7 T: J; r; w* }" B) E# b- l 流通风险 liquidity risk# g2 t) \" p5 V, B* K, U
流通量提供者 liquidity provider5 }5 c# j' [' a5 g# [
特别限价盘 special limit order |